Personnel Hong Kong SFC License Details (ID 77814)

Personnel Hong Kong SFC License Details (ID 77814)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tora Trading Services Limited (HK)	RO	Providing automated trading services	2013-02-26	2015-06-30
	RO	Dealing in securities	2013-02-26	2015-06-30
	Rep	Providing automated trading services	2012-12-21	2013-02-26
	Rep	Dealing in securities	2012-12-21	2013-02-26
Daiwa Capital Markets Hong Kong Limited	RO	Dealing in securities	2011-06-10	2012-02-16
	Rep	Dealing in securities	2010-02-08	2011-06-10
Virtu ITG Hong Kong Limited	Rep	Providing automated trading services	2006-08-25	2009-12-10
	Rep	Dealing in securities	2006-08-25	2009-12-10