| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | Dealing in futures contracts | 2011-04-06 | 2012-03-31 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RO | Dealing in futures contracts | 2011-04-06 | 2012-03-31 |
| RO | Dealing in securities | 2011-04-06 | 2012-03-31 | |
| Daiwa Capital Markets Hong Kong Limited | RO | Advising on securities | 2010-03-24 | 2012-03-31 |
| RO | Dealing in securities | 2010-03-24 | 2012-03-31 |