Personnel Hong Kong SFC License Details (ID 77819)

Personnel Hong Kong SFC License Details (ID 77819)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	RO	Advising on corporate finance	2010-03-10	-
	Rep	Dealing in securities	2010-03-10	-
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	RO	Dealing in securities	2009-03-24	2010-03-05
HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	RO	Advising on corporate finance	2009-03-24	2010-03-05
Everbright Securities Global (HK) Limited	RO	Advising on corporate finance	2007-02-26	2007-08-22
	RO	Dealing in securities	2007-02-26	2007-08-22
	Rep	Dealing in securities	2005-02-03	2007-02-26
	Rep	Advising on securities	2003-04-01	2004-01-27
	Rep	Asset management	2003-04-01	2004-01-27
	Rep	Advising on corporate finance	2003-04-01	2007-02-26