Personnel Hong Kong SFC License Details (ID 77826)

Personnel Hong Kong SFC License Details (ID 77826)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2011-01-03	2013-06-15
	Rep	Dealing in securities	2011-01-03	2013-06-15
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2009-12-01	2010-11-26
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2008-06-10	2009-11-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2005-11-01	2008-04-29
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-11-10
	Rep	Asset management	-	2003-11-10
	Rep	Advising on securities	-	2005-06-03
	Rep	Dealing in securities	-	2005-06-03