Personnel Hong Kong SFC License Details (ID 77833)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Agricole Securities (Asia) Limited	RO	Advising on securities	2018-10-09	-
	RO	Dealing in securities	2018-10-09	-
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in futures contracts	2011-04-14	2012-12-20
	Rep	Dealing in securities	2011-04-14	2012-12-20
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2010-04-28	2012-12-20
	Rep	Dealing in futures contracts	2010-04-28	2012-12-20
	Rep	Dealing in securities	2010-04-28	2012-12-20