Personnel Hong Kong SFC License Details (ID 77835)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2014-01-27	2014-09-23
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2011-07-06	2014-01-04
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2009-04-03	2011-04-01