| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2023-06-14 | - |
| Rep | Dealing in securities | 2023-06-14 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2021-04-09 | 2022-03-09 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2019-01-16 | 2022-03-09 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2019-01-16 | 2022-03-09 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-15 | 2019-01-16 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-15 | 2019-01-16 |
| Rep | Advising on securities | 2018-11-15 | 2022-03-09 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Dealing in futures contracts | 2017-12-22 | 2018-07-20 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Dealing in futures contracts | 2017-12-22 | 2018-07-20 |
| RO | Dealing in securities | 2017-12-22 | 2018-07-20 |
| Rep | Dealing in futures contracts | 2017-09-21 | 2017-12-22 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-11-02 | 2017-12-22 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-11-02 | 2017-12-22 |
| Rep | Advising on securities | 2016-11-02 | 2018-07-20 |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2016-01-06 | 2016-09-30 |
| Rep | Dealing in futures contracts | 2016-01-06 | 2016-09-30 |
| Rep | Dealing in securities | 2016-01-06 | 2016-09-30 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2015-01-12 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RO | Dealing in futures contracts | 2007-10-10 | 2015-01-12 |
| Rep | Dealing in securities | 2006-05-15 | 2015-01-12 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-15 | 2010-11-20 |
| HUNG SING FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-28 |
| Rep | Asset management | 2003-04-01 | 2003-08-28 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-04-30 |
| HUNG SING SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-28 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-28 |
| Rep | Asset management | 2003-04-01 | 2003-08-28 |
| Rep | Dealing in securities | 2003-04-01 | 2006-04-30 |