Personnel Hong Kong SFC License Details (ID 77841)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED	Rep	Asset management	2018-09-18	2022-08-31
	Rep	Advising on securities	2018-09-07	2022-08-31
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Advising on securities	2018-01-04	2018-07-14
	RO	Dealing in futures contracts	2016-09-13	2018-07-14
	RO	Dealing in securities	2016-09-13	2018-07-14
	Rep	Dealing in futures contracts	2016-08-01	2016-09-13
	Rep	Dealing in securities	2016-08-01	2016-09-13
Daiwa Capital Markets Hong Kong Limited	RO	Dealing in futures contracts	2013-05-23	2015-01-12
	RO	Dealing in securities	2013-05-23	2015-01-12
	Rep	Dealing in securities	2010-11-20	2013-05-23
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	RO	Dealing in futures contracts	2008-04-29	2015-01-12
	RO	Dealing in securities	2007-02-15	2015-01-12
	Rep	Advising on corporate finance	-	2003-09-17
	Rep	Advising on securities	-	2003-09-17
	Rep	Asset management	-	2003-09-17
	Rep	Dealing in securities	-	2007-02-15
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	Rep	Advising on corporate finance	-	2003-09-17
	Rep	Advising on securities	-	2003-09-17
	Rep	Asset management	-	2003-09-17
	Rep	Dealing in securities	-	2010-11-20