Personnel Hong Kong SFC License Details (ID 77842)

Personnel Hong Kong SFC License Details (ID 77842)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INNOVATION ASSET MANAGEMENT CO., LIMITED	Rep	Advising on securities	2021-04-12	2024-12-27
	Rep	Asset management	2021-04-12	2024-12-27
INNOVATION SECURITIES CO., LIMITED	Rep	Dealing in securities	2018-08-01	2024-12-27
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2017-07-31	2018-07-06
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-11-03	2017-07-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-11-03	2017-07-31
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2010-11-20	2014-01-16
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in futures contracts	2008-02-15	2014-01-16
	Rep	Dealing in securities	2004-09-08	2014-01-16
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	Rep	Dealing in securities	2004-09-08	2010-11-20