Personnel Hong Kong SFC License Details (ID 77846)

Personnel Hong Kong SFC License Details (ID 77846)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACEDON ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2026-07-06	-
	Rep	Asset management	2026-07-06	-
Aspenwood Capital Limited	Rep	Asset management	2021-03-03	2021-06-06
	Rep	Advising on securities	2021-01-19	2021-06-06
ABCI Securities Company Limited	Rep	Advising on securities	2017-03-17	2021-01-04
	Rep	Dealing in securities	2017-03-17	2021-01-04
Mason Securities Limited	Rep	Advising on securities	2016-10-24	2017-03-05
	Rep	Dealing in securities	2016-10-24	2017-03-05
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-10-24	2017-03-05
Quam Securities Limited	Rep	Advising on securities	2016-01-04	2016-05-31
	Rep	Dealing in futures contracts	2016-01-04	2016-05-31
	Rep	Dealing in securities	2016-01-04	2016-05-31
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-11-03	2015-06-17
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2010-01-13	2014-09-27
	Rep	Dealing in securities	2010-01-13	2014-09-27