| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2023-03-15 | - |
| Rep | Dealing in securities | 2023-03-15 | - |
| RO | Advising on securities | 2022-07-29 | 2023-03-15 |
| RO | Dealing in securities | 2022-07-29 | 2023-03-15 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-05 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-05 | 2022-07-29 |
| Rep | Dealing in securities | 2018-10-05 | 2022-07-29 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-09-20 | 2018-07-20 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-12-08 | 2018-07-20 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2016-12-08 | 2018-07-20 |
| Rep | Dealing in securities | 2016-12-08 | 2018-07-20 |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-04-24 | 2016-11-22 |
| Rep | Dealing in futures contracts | 2015-04-24 | 2016-11-22 |
| Rep | Dealing in securities | 2015-04-24 | 2016-11-22 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2015-01-12 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-08 | 2015-01-12 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-05-08 | 2010-11-20 |
| CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-09 |
| Rep | Asset management | 2003-04-01 | 2004-01-09 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-04-19 |
| Everbright Securities Investment Services (HK) Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-07-07 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-01-09 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-09 |
| Rep | Asset management | 2003-04-01 | 2004-01-09 |
| Rep | Dealing in securities | 2003-04-01 | 2006-04-19 |