| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited | Rep | Advising on securities | 2026-04-30 | - |
| Rep | Asset management | 2026-04-30 | - | |
| UCAP Securities (HK) Limited | Rep | Advising on securities | 2025-02-18 | 2025-10-31 |
| Rep | Dealing in securities | 2025-02-18 | 2025-10-31 | |
| Leonteq Securities (Hong Kong) Limited | Rep | Advising on securities | 2011-12-01 | 2015-01-31 |
| Rep | Dealing in securities | 2011-12-01 | 2015-01-31 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-05-24 | 2011-09-06 |
| Rep | Dealing in securities | 2011-05-24 | 2011-09-06 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2011-02-23 | 2011-09-06 |
| Rep | Dealing in securities | 2011-02-23 | 2011-09-06 | |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-06-08 | 2011-01-01 |
No HKMA registrations in the collected records.