Personnel Hong Kong SFC License Details (ID 77863)

Personnel Hong Kong SFC License Details (ID 77863)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2018-06-22	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2013-09-12	2018-06-01
	Rep	Dealing in securities	2013-09-12	2018-06-01
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2011-05-30	2012-08-22
	Rep	Dealing in securities	2011-05-30	2012-08-22
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2006-05-26	2011-03-11
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-05-26	2011-03-11