Personnel Hong Kong SFC License Details (ID 77867)

Personnel Hong Kong SFC License Details (ID 77867)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2022-08-23	2026-05-11
	Rep	Dealing in futures contracts	2022-08-23	2026-05-11
	Rep	Dealing in securities	2022-08-23	2026-05-11
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-07-24	2022-01-26
	Rep	Dealing in securities	2014-07-24	2022-01-26
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2010-01-21	2012-08-29
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2006-08-15	2008-09-01
	Rep	Dealing in securities	2006-08-15	2008-09-01