Personnel Hong Kong SFC License Details (ID 77872)

Personnel Hong Kong SFC License Details (ID 77872)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2016-01-25	2018-09-03
	Rep	Dealing in futures contracts	2016-01-25	2018-09-03
	Rep	Dealing in securities	2016-01-25	2018-09-03
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in futures contracts	2012-09-06	2016-01-01
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2010-11-20	2016-01-01
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in securities	2010-11-02	2016-01-01
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	Rep	Dealing in securities	2005-05-05	2010-11-20