Personnel Hong Kong SFC License Details (ID 77879)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2015-01-14	2016-01-21
	Rep	Dealing in securities	2015-01-14	2016-01-21
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2011-04-11	2014-10-21
	Rep	Dealing in securities	2011-04-11	2014-10-21
Quam Securities Limited	Rep	Advising on securities	2010-04-23	2011-03-12
	Rep	Dealing in securities	2010-04-23	2011-03-12