Personnel Hong Kong SFC License Details (ID 77881)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2007-10-08	2013-11-01
DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-11-02	2007-11-01
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2004-03-05	2013-11-01
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-02-24
	Rep	Advising on securities	-	2004-02-24
	Rep	Asset management	-	2004-02-24
	Rep	Dealing in securities	-	2004-02-24