Personnel Hong Kong SFC License Details (ID 77882)

Personnel Hong Kong SFC License Details (ID 77882)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-09-02	2017-07-01
Merrill Lynch Far East Limited	Rep	Providing automated trading services	2013-09-02	2017-07-01
	Rep	Dealing in futures contracts	2013-09-02	2017-07-01
	Rep	Dealing in securities	2013-09-02	2017-07-01
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2011-05-09	2013-06-29
	Rep	Dealing in securities	2011-05-09	2013-06-29
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2009-05-11	2011-04-16
	Rep	Advising on securities	2009-05-11	2011-04-16
	Rep	Asset management	2009-05-11	2011-04-16