Webb-site Legacy

Feschet, Boris Xavier

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2019-12-19	-
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2019-12-19	-
	RO	Dealing in securities	2019-12-19	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2019-08-23	2019-12-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2019-08-23	2019-12-19
	Rep	Dealing in securities	2019-08-23	2019-12-19
UBS SECURITIES ASIA LIMITED	RO	Dealing in securities	2018-05-03	2019-05-25
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in futures contracts	2016-12-19	2019-05-25
	RO	Dealing in securities	2016-12-19	2019-05-25
UBS DERIVATIVES HONG KONG LIMITED	RO	Dealing in futures contracts	2016-01-19	2016-12-18
UBS SECURITIES ASIA LIMITED	RO	Dealing in futures contracts	2016-01-19	2019-05-25
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2016-01-19	2016-12-18
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2012-04-10	2016-01-19
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2012-04-10	2016-01-19
	Rep	Dealing in securities	2012-04-10	2018-05-03
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2012-04-10	2016-01-19
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2011-03-14	2012-03-20
	Rep	Dealing in securities	2011-03-14	2012-03-20
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in futures contracts	2011-03-14	2012-03-20
	Rep	Dealing in securities	2011-03-14	2012-03-20
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-05-25	2010-12-03
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-08-29	2010-12-03
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2005-08-29	2010-12-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.