| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2014-12-16 | 2017-05-15 |
| Rep | Dealing in securities | 2014-12-16 | 2017-05-15 |
| MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2013-09-30 | 2014-11-24 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-10-14 | 2012-03-31 |
| Rep | Dealing in securities | 2010-10-14 | 2012-03-31 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-06 | 2010-07-20 |
| Rep | Dealing in futures contracts | 2008-11-06 | 2010-07-20 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2008-07-30 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2008-07-30 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-06-26 | 2010-07-20 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2007-02-01 | 2008-03-31 |