Personnel Hong Kong SFC License Details (ID 77888)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Keming Capital (HK) Limited	Rep	Advising on securities	2021-06-09	-
	Rep	Asset management	2021-06-09	-
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2010-04-29	2011-09-02
	Rep	Dealing in securities	2010-04-29	2011-09-02
Success Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-07-21
	Rep	Advising on securities	2003-04-01	2004-07-21
	Rep	Asset management	2003-04-01	2004-07-21
	Rep	Dealing in securities	2003-04-01	2007-04-27