Personnel Hong Kong SFC License Details (ID 77897)

Personnel Hong Kong SFC License Details (ID 77897)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2010-07-02	2012-02-07
	Rep	Dealing in securities	2010-07-02	2012-02-07
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2007-04-26	2008-12-11
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-04-26	2008-12-11
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2003-10-15
	Rep	Advising on securities	-	2003-10-15
	Rep	Asset management	-	2003-10-15
	Rep	Dealing in securities	-	2003-10-15