Personnel Hong Kong SFC License Details (ID 77898)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	RO	Advising on securities	2017-09-13	-
	Rep	Advising on securities	2010-12-09	2017-09-13
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	Rep	Advising on securities	2010-12-09	2012-01-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2008-07-22	2010-09-10