Personnel Hong Kong SFC License Details (ID 77916)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2010-09-01	2012-02-16
	Rep	Dealing in securities	2010-09-01	2012-02-16
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2008-07-29	2010-01-01
	Rep	Dealing in securities	2008-07-29	2010-01-01
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2003-06-25
	Rep	Advising on securities	-	2003-06-25
	Rep	Asset management	-	2003-06-25