Personnel Hong Kong SFC License Details (ID 77920)

Personnel Hong Kong SFC License Details (ID 77920)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JNL Investments Limited (HK)	RO	Asset management	2017-07-13	2018-01-31
	Rep	Asset management	2017-04-25	2017-07-13
Asiya Investments Hong Kong Limited	RO	Advising on securities	2014-01-06	2016-02-23
	RO	Asset management	2014-01-06	2016-02-23
	Rep	Advising on securities	2013-06-13	2014-01-06
	Rep	Asset management	2013-06-13	2014-01-06
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2010-02-11	2012-02-14
	Rep	Dealing in securities	2010-02-11	2012-02-14
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-07-10
	Rep	Advising on securities	-	2003-07-10
	Rep	Asset management	-	2003-07-10
	Rep	Dealing in securities	-	2003-07-10