Personnel Hong Kong SFC License Details (ID 77928)

Personnel Hong Kong SFC License Details (ID 77928)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ares Management Asia (Hong Kong) Limited	Rep	Dealing in securities	2023-02-24	-
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in futures contracts	2011-05-30	2012-09-08
	Rep	Dealing in securities	2011-05-30	2012-09-08
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2010-11-08	2012-09-08
	Rep	Dealing in securities	2010-11-08	2012-09-08
KB INVESTMENT &AMP; SECURITIES HONG KONG LIMITED	Rep	Asset management	2009-10-28	2010-07-07
	Rep	Dealing in securities	2009-10-28	2010-07-07