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Personnel Hong Kong SFC License Details (ID 77941)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Daiwa Capital Markets Hong Kong Limited
Rep
Advising on securities
2009-08-24
2022-09-08
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED
Rep
Advising on securities
2007-09-14
2012-01-30