| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2010-01-25 | 2013-05-25 |
| Rep | Dealing in securities | 2007-09-27 | 2013-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-08-31 | 2007-09-07 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-06-12 | 2007-08-14 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2005-05-17 | 2007-06-08 |
| BOCOM International Holdings Company Limited | Rep | Dealing in securities | 2004-06-10 | 2005-05-14 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-03-18 | 2004-06-08 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-03-18 | 2004-06-08 |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | - | 2004-03-11 |
| Rep | Providing automated trading services | - | 2004-03-11 |
| Rep | Advising on securities | - | 2004-03-16 |
| Rep | Asset management | - | 2004-03-16 |
| Rep | Dealing in securities | - | 2004-03-16 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | - | 2004-03-16 |