Personnel Hong Kong SFC License Details (ID 77969)

Personnel Hong Kong SFC License Details (ID 77969)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	RO	Advising on corporate finance	2022-09-06	2024-04-11
	RO	Advising on securities	2022-09-06	2024-04-11
	Rep	Dealing in securities	2021-06-30	2024-04-11
QUAM CAPITAL LIMITED	RO	Advising on corporate finance	2019-08-08	2021-06-21
	RO	Dealing in securities	2019-08-08	2021-06-21
	Rep	Advising on corporate finance	2019-05-29	2019-08-08
	Rep	Dealing in securities	2019-05-29	2019-08-08
ADS Securities Hong Kong Limited	RO	Advising on securities	2017-08-25	2019-05-04
	RO	Advising on corporate finance	2017-01-25	2019-05-04
	RO	Dealing in securities	2017-01-25	2019-05-04
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2011-02-23	2015-05-08
	Rep	Dealing in securities	2011-02-23	2015-05-08
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2010-08-25	2011-01-17
	Rep	Dealing in securities	2010-08-25	2011-01-17
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2010-08-25	2011-01-17