Personnel Hong Kong SFC License Details (ID 77984)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2013-07-17	2020-11-26
	Rep	Advising on securities	2011-12-20	2013-01-25
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2009-08-24	2011-09-22
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	Rep	Advising on securities	2007-04-12	2011-09-22
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-02-03
	Rep	Asset management	-	2004-02-03
	Rep	Advising on securities	-	2007-03-19