Personnel Hong Kong SFC License Details (ID 77985)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2010-09-27	2012-08-29
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	Rep	Advising on securities	2010-09-27	2012-01-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-10	2010-09-02
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2005-11-28	2008-09-29