Personnel Hong Kong SFC License Details (ID 77986)

Personnel Hong Kong SFC License Details (ID 77986)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2016-11-15	2019-06-30
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2016-11-15	2019-06-30
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-11-20	2012-05-05
	Rep	Dealing in securities	2010-11-20	2012-05-05
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2010-07-26	2012-05-05
	Rep	Dealing in securities	2010-07-26	2012-05-05
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2005-03-17	2010-04-24
	Rep	Dealing in securities	2005-02-03	2010-04-24