| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2008-12-29 | 2012-08-30 |
| Rep | Dealing in futures contracts | 2008-11-11 | 2012-08-30 | |
| Rep | Dealing in securities | 2008-11-11 | 2012-08-30 | |
| LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-09-26 | 2008-09-29 |
| LEHMAN BROTHERS ASIA LIMITED | RO | Providing automated trading services | - | 2003-09-01 |
| RO | Dealing in securities | - | 2008-09-29 | |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | RO | Providing automated trading services | - | 2003-09-01 |
| RO | Dealing in securities | - | 2008-09-29 |