Personnel Hong Kong SFC License Details (ID 77998)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2009-04-01	2022-10-01
	Rep	Dealing in securities	2009-04-01	2022-10-01
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on securities	2004-04-13	2008-12-05
	Rep	Dealing in securities	2004-04-13	2008-12-05
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-03-12
	Rep	Advising on securities	-	2004-03-12
	Rep	Asset management	-	2004-03-12
	Rep	Dealing in securities	-	2004-03-12