Personnel Hong Kong SFC License Details (ID 78007)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2026-09-09	-
	Rep	Advising on corporate finance	2026-08-19	-
	Rep	Dealing in securities	2026-08-19	-
BOCI ASIA LIMITED	RO	Advising on corporate finance	2025-08-18	2026-07-24
	RO	Dealing in securities	2025-08-18	2026-07-24
BOCI SECURITIES LIMITED	RO	Dealing in securities	2025-08-18	2026-07-24
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2025-07-02	2025-08-18
	Rep	Dealing in securities	2025-07-02	2025-08-18
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2025-07-02	2025-08-18
Credit Suisse (Hong Kong) Limited	RO	Advising on corporate finance	2021-07-19	2024-01-16
	RO	Advising on securities	2021-07-19	2024-01-16
	RO	Dealing in securities	2021-07-19	2024-01-16
	Rep	Advising on corporate finance	2021-04-22	2021-07-19
	Rep	Advising on securities	2021-04-22	2021-07-19
	Rep	Dealing in securities	2021-04-22	2021-07-19
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2019-07-18	2021-02-09
	RO	Dealing in securities	2019-07-18	2021-02-09
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2019-07-18	2021-02-09
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-08-30	2021-02-09
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-08-10	2019-07-18
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-10-20	2019-07-18
	Rep	Dealing in securities	2016-10-20	2019-07-18
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2010-07-26	2016-09-13
	Rep	Dealing in securities	2010-07-26	2016-09-13