Ng, Warren Brian Ka Hei 吳嘉羲
SFC ID:AVN286
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Advising on corporate finance | 2026-11-05 | - |
| RO | Advising on securities | 2026-11-05 | - | |
| RO | Dealing in securities | 2026-11-05 | - | |
| Rep | Advising on securities | 2026-09-09 | 2026-11-05 | |
| Rep | Advising on corporate finance | 2026-08-19 | 2026-11-05 | |
| Rep | Dealing in securities | 2026-08-19 | 2026-11-05 | |
| BOCI ASIA LIMITED | RO | Advising on corporate finance | 2025-08-18 | 2026-07-24 |
| RO | Dealing in securities | 2025-08-18 | 2026-07-24 | |
| BOCI SECURITIES LIMITED | RO | Dealing in securities | 2025-08-18 | 2026-07-24 |
| BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2025-07-02 | 2025-08-18 |
| Rep | Dealing in securities | 2025-07-02 | 2025-08-18 | |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2025-07-02 | 2025-08-18 |
| Credit Suisse (Hong Kong) Limited | RO | Advising on corporate finance | 2021-07-19 | 2024-01-16 |
| RO | Advising on securities | 2021-07-19 | 2024-01-16 | |
| RO | Dealing in securities | 2021-07-19 | 2024-01-16 | |
| Rep | Advising on corporate finance | 2021-04-22 | 2021-07-19 | |
| Rep | Advising on securities | 2021-04-22 | 2021-07-19 | |
| Rep | Dealing in securities | 2021-04-22 | 2021-07-19 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2019-07-18 | 2021-02-09 |
| RO | Dealing in securities | 2019-07-18 | 2021-02-09 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2019-07-18 | 2021-02-09 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2018-08-30 | 2021-02-09 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-10 | 2019-07-18 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-10-20 | 2019-07-18 |
| Rep | Dealing in securities | 2016-10-20 | 2019-07-18 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2010-07-26 | 2016-09-13 |
| Rep | Dealing in securities | 2010-07-26 | 2016-09-13 |
No HKMA registrations in the collected records.