Personnel Hong Kong SFC License Details (ID 78008)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2011-04-07	2014-12-06
	Rep	Dealing in securities	2011-04-07	2014-12-06
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2009-04-08	2011-03-15
	Rep	Dealing in securities	2009-04-08	2011-03-15
	Rep	Advising on corporate finance	2005-06-27	2006-03-09
	Rep	Dealing in securities	2005-06-27	2006-03-09