Personnel Hong Kong SFC License Details (ID 78016)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2010-10-13	2012-08-22
	Rep	Dealing in securities	2010-10-13	2012-08-22
MOELIS &AMP; COMPANY ASIA LIMITED	Rep	Advising on corporate finance	2010-01-27	2010-09-17
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2009-10-02	2010-01-01
	Rep	Advising on securities	2009-10-02	2010-01-01
	Rep	Dealing in securities	2009-10-02	2010-01-01