Personnel Hong Kong SFC License Details (ID 78020)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2011-08-01	2013-04-16
	Rep	Dealing in securities	2011-08-01	2013-04-16
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-08-23	2007-08-23
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-08-23	2010-10-29
	Rep	Dealing in securities	2007-08-23	2010-10-29