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Shinoda, Yumi Hong Kong SFC License Details (ID 78036)
Shinoda, Yumi
SFC ID:
AUC938
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Daiwa Capital Markets Hong Kong Limited
Rep
Dealing in futures contracts
2009-11-06
2011-10-08
Rep
Dealing in securities
2009-11-06
2011-10-08