Personnel Hong Kong SFC License Details (ID 78046)

Personnel Hong Kong SFC License Details (ID 78046)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2011-03-11	2013-06-24
	Rep	Dealing in securities	2011-03-11	2013-06-24
STANHILL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2010-11-29	2011-02-28
	Rep	Advising on securities	2010-11-29	2011-02-28
	Rep	Advising on corporate finance	2010-01-25	2010-06-30
	Rep	Advising on securities	2010-01-25	2010-06-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2008-11-20	2009-03-31
	Rep	Advising on securities	2008-11-20	2009-03-31
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	-	2004-06-01
	Rep	Asset management	-	2004-06-01
	Rep	Advising on corporate finance	-	2007-12-13
	Rep	Dealing in securities	-	2007-12-13