Personnel Hong Kong SFC License Details (ID 78055)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in futures contracts	2009-11-02	-
	Rep	Dealing in securities	2009-11-02	-
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-05-04	2009-09-23
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-03-15	2009-09-23