Personnel Hong Kong SFC License Details (ID 78056)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2010-12-15	2014-10-01
Alpha Nova Capital Management Limited	Rep	Advising on corporate finance	2006-12-11	2007-03-31
	Rep	Advising on securities	2006-12-11	2007-03-31
	Rep	Asset management	2006-12-11	2007-03-31