Personnel

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-11-04	2013-01-24
	Rep	Dealing in securities	2011-11-04	2013-01-24
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2010-09-15	2011-11-01
	Rep	Dealing in securities	2010-09-15	2011-11-01

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2011-11-04	2013-01-24
	Rep	Dealing in securities	2011-11-04	2013-01-24
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2010-09-15	2011-11-01
	Rep	Dealing in securities	2010-09-15	2011-11-01