Personnel Hong Kong SFC License Details (ID 78065)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2009-05-07	2012-07-20
DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2007-08-09	2009-04-30
	Rep	Dealing in securities	2007-07-05	2009-04-30
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2003-12-09	2007-05-18
	Rep	Advising on corporate finance	-	2003-11-10
	Rep	Advising on securities	-	2003-11-10
	Rep	Asset management	-	2003-11-10
	Rep	Dealing in securities	-	2003-11-10