| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Aspex Management (HK) Limited | Rep | Asset management | 2020-07-07 | - |
| Harmony Advisors Limited | RO | Asset management | 2015-06-01 | 2015-06-30 |
| Rep | Asset management | 2014-03-13 | 2015-06-01 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-04-10 | 2012-04-13 |
| Rep | Dealing in securities | 2012-04-10 | 2012-04-13 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2012-04-02 | 2012-04-13 |
| Rep | Dealing in securities | 2012-04-02 | 2012-04-13 | |
| Rep | Dealing in futures contracts | 2011-01-04 | 2012-02-17 | |
| Rep | Dealing in securities | 2011-01-04 | 2012-02-17 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-01-04 | 2012-02-17 |
| Rep | Dealing in securities | 2011-01-04 | 2012-02-17 | |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-07 | 2009-03-31 |
| Rep | Dealing in futures contracts | 2008-11-07 | 2009-03-31 | |
| Rep | Dealing in securities | 2006-09-13 | 2009-03-31 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2006-09-13 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2006-09-13 | 2008-11-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-09-13 | 2009-03-31 |
No HKMA registrations in the collected records.