Personnel Hong Kong SFC License Details (ID 78074)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2007-08-28	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2005-08-04	2007-04-21
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-05
	Rep	Advising on securities	2003-04-01	2003-12-05
	Rep	Asset management	2003-04-01	2003-12-05
	Rep	Dealing in securities	2003-04-01	2005-11-14