| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | RO | Dealing in futures contracts | 2025-04-28 | - |
| RO | Dealing in securities | 2024-08-13 | - | |
| BOCI ASIA LIMITED | RO | Dealing in securities | 2022-08-18 | - |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2015-06-12 | - |
| Rep | Dealing in securities | 2015-06-12 | 2024-08-13 | |
| Rep | Dealing in futures contracts | 2015-06-12 | 2025-04-28 | |
| Daiwa Capital Markets Hong Kong Limited | RO | Dealing in securities | 2013-08-02 | 2015-03-09 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RO | Dealing in securities | 2013-08-02 | 2015-03-09 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in futures contracts | 2012-04-19 | 2015-03-09 |
| Rep | Dealing in securities | 2010-11-20 | 2013-08-02 | |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-07-03 | 2015-03-09 |
| Rep | Dealing in securities | 2008-01-30 | 2013-08-02 | |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2006-04-20 | 2010-11-20 |