| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-09-14 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2017-09-14 | - |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RO | Dealing in securities | 2015-03-02 | 2016-01-01 |
| Daiwa Capital Markets Hong Kong Limited | RO | Dealing in securities | 2013-06-21 | 2016-01-01 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | RO | Dealing in securities | 2013-06-21 | 2013-11-13 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2010-11-20 | 2013-06-21 |
| DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED | Rep | Dealing in securities | 2010-11-02 | 2013-06-21 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | RO | Dealing in securities | 2007-04-02 | 2010-11-20 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-01-08 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-08 |
| Rep | Asset management | 2003-04-01 | 2004-01-08 |
| Rep | Dealing in securities | 2003-04-01 | 2007-04-02 |