Personnel Hong Kong SFC License Details (ID 78083)

Personnel Hong Kong SFC License Details (ID 78083)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2023-06-21	-
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2010-09-17	2022-11-16
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2007-09-19	2010-08-20
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-08
	Rep	Asset management	2003-04-01	2004-01-08
	Rep	Advising on securities	2003-04-01	2004-04-16
	Rep	Dealing in securities	2003-04-01	2007-07-21