Personnel Hong Kong SFC License Details (ID 78085)

Personnel Hong Kong SFC License Details (ID 78085)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-10-30	2020-11-20
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-06-22	2020-11-20
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-08-14	2020-11-20
	Rep	Dealing in securities	2015-08-14	2020-11-20
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2014-01-29	2015-07-07
	Rep	Dealing in securities	2014-01-29	2015-07-07
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on corporate finance	2011-06-08	2013-03-01
	Rep	Dealing in securities	2011-06-08	2013-03-01
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2010-02-17	2011-05-26
	Rep	Dealing in securities	2010-02-17	2011-05-26
BOCOM International Securities Limited	Rep	Dealing in securities	2010-02-17	2011-05-26